Leeds (Hybrid working - 2 days p/w in the office)
My client is seeking a seasoned Compliance Manager, preferably with experience of Pension Administration and The Pensions Regulator (TPR). Hybrid working - 2 days p/w in the office)
The role will involve:
Development and maintenance of the firm's Compliance framework, including but not limited to: policy documentation, the compliance monitoring methodology and framework, horizon scanning, reporting and output.
Ensure that the management of the firm is aware of its responsibilities
and obligations in conducting business in conformity with rules and
regulations so as to maintain the firm’s reputation.
Support the design and delivery of the firm's regulatory Training and Competency Scheme with key focus on data protection and pensions knowledge and awareness.
Design and delivery of the organisations Compliance Monitoring Programme including; scoping, testing, documenting and reporting, and
tracking the completion of agreed actions arising from issues identified.
Responsibility for the production and presentation of compliance reporting to appropriate governance forums,
Design and delivery of the organisation’s ‘horizon’ monitoring of regulatory
change and aiding the firm’s understanding and compliance status.
Design and delivery of the organisation’s regulatory consultation responses,
Working proactively with other teams to ensure that key compliance risks are understood and subjected to appropriate oversight.
To provide technical support on matters relating to legal and regulatory
compliance,
Supporting the development of current and new products,
To act as a key liaison officer with the firm's regulators.
To oversee and complete the preparation of reports for key regulator
relationships, including The Pension Regulator, FCA, and ICO.