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 Our comprehensive Financial Crime Prevention services help regulated entities and their global affiliates address a wide range of financial crime risks. Our offerings include:

Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF):

  • Guidance on designing, implementing, and maintaining AML/CTF programs that meet national and international regulatory standards.

Fraud Prevention and Detection:

  • Assistance with developing fraud risk management frameworks, including implementing controls, fraud detection systems, and strategies for prevention.

Sanctions Compliance:

  • Expert support in ensuring compliance with international sanctions regimes, including risk assessments, sanctions screening, and ongoing monitoring.

Know Your Customer (KYC) and Enhanced Due Diligence (EDD):

  • Support with creating and refining KYC and EDD processes to reduce the risk of financial crime and ensure compliance with local and global regulations.

Transaction Monitoring and Suspicious Activity Reporting (SAR):

  • Implementation of automated transaction monitoring systems and guidance on identifying, investigating, and reporting suspicious activity.

Financial Crime Risk Assessments and Audits:

  • Comprehensive reviews and audits of your financial crime prevention systems, ensuring they align with regulatory expectations and industry best practices.

Regulatory and Interactions:

  • AML/CTF Registration: Help with AML/CTF registration and other required filings with regulators.

  • Regulatory Engagement: Support with regulatory inspections, interviews, and responses related to financial crime prevention.

  • Post- S.166 Remediation: Should the worst happen, we can support you to remediate regulator concerns and help to guide you out of supervision.

Governance and Oversight:

  • Framework Development: Tailored development of governance frameworks for financial crime compliance.

  • Board and Senior Management Training: Training programs for senior management and the board on financial crime obligations and risk management.

Training and Awareness Programs:

  • Delivering targeted financial crime prevention training for staff at all levels, ensuring your team is equipped to identify, prevent, and report financial crimes.

Due Diligence and Risk Reviews:

  • Conducting financial crime due diligence during mergers, acquisitions, or partnerships, assessing the financial crime risk profiles of third parties.

Regulatory Guidance and Planning:

  • Financial Crime Compliance Planning: Assistance with annual financial crime compliance planning, monitoring, and reporting.

  • Policy and Procedure Development: Crafting policies and procedures to meet evolving financial crime regulations.

Emerging Threats and Global Trends:

  • Keeping you informed of emerging financial crime trends, regulatory updates, and risks that could impact your business globally.

Technology Calibration:

  • We can help you to review the effectiveness of alert systems for PEP, Sanctions, Adverse Media, etc and help you to calibrate and fine tune them to your risk appetite.